Compliance

Compliance is Architecture, Not a Feature

In digital capital markets, compliance cannot be an afterthought. Node embeds regulatory logic directly into the infrastructure layer, ensuring that every asset issuance, investor onboarding, and ownership transfer occurs within a permissioned, regulated environment.

Identity-first access. Programmable enforcement. Institutional-grade auditability.

Verified Participants Only

Node operates on a "Zero-Trust" identity model. No participant can interact with an offering, view sensitive documentation, or hold a digital interest without first completing a rigorous verification process.

KYC & AML Screening: Automated checks against global watchlists, sanctions lists, and PEP (Politically Exposed Persons) databases.

Accreditation Verification: For Reg D offerings, Node verifies "Accredited Investor" status through financial documentation or third-party attestation.

Jurisdictional Controls: Automated filtering based on the investor's residency to ensure alignment with local securities laws.

Rules Embedded in Code

Node utilizes programmable logic to enforce regulatory requirements at the token level. This ensures that the asset itself "knows" who is allowed to hold it and under what conditions.

Transfer Restrictions: The infrastructure automatically prevents transfers to unverified wallets or during mandatory holding periods (e.g., Rule 144).

Concentration Limits: Enforce maximum investor counts (e.g., the "2,000 investor rule" for private companies) or individual allocation caps.

Smart Contract Enforcement: Rules are enforced 24/7/365 by the software, removing the risk of human error in secondary market trades.

Bridging Digital Interests to Legal Reality

Node's compliance framework is built on top of established corporate law. Every digital interest is a membership interest in a U.S. Special Purpose Vehicle (SPV).

Asset Isolation: Each property is legally siloed to prevent cross-collateralization or contagion risk.

Enforceable Rights: Digital records are synchronized with the SPV's operating agreement, ensuring that ownership is legally recognized in a court of law.

Clean Cap Tables: Our infrastructure maintains a real-time, digitized cap table that is always audit-ready.

Supporting Global Securities Standards

Node's framework is designed to support the most common regulatory exemptions used in real estate capital formation:

Framework	Target Audience	Key Compliance Controls
Regulation D	U.S. Accredited Investors	Accreditation verification, 12-month holding periods.
Regulation A+	Semi-Public Offerings	Qualified investor limits, ongoing reporting requirements.

Transparent and Immutable Records

Institutional trust requires auditability. Node's infrastructure provides a permanent, immutable record of every compliance-related event.

Transaction History: A complete, time-stamped log of every ownership change.

Compliance Logs: Records of identity verification and transfer approvals for regulatory review.

Real-Time Reporting: Standardized data exports for tax, legal, and institutional partners.

Build on a Compliant Foundation

Node is building the infrastructure that allows real estate to finally scale within the boundaries of global law. Partner with us to deploy capital on the world's first compliance-native real estate operating system.